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Law in a Nutshell: Securities Regulation
- Edition : 12th ed., 2020
- Author(s) : Hazen
-
Law in a Nutshell: Securities Regulation
- ISBN: 9781642423983
- SKU: 50092
- Condition: New
- Format: Paperback
$57.60
List Price: $60.00
- This item ships within one business day.
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.
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