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Principles of Securities Regulation (Concise Hornbook Series)
- Edition : 6th ed., 2020
- Author(s) : Hazen
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Principles of Securities Regulation (Concise Hornbook Series)
- ISBN: 9781642424102
- SKU: 50435
- Condition: New
- Format: Paperback
$63.95
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Hazen's Principles of Securities Regulation (Instant Digital Access Code Only)
- ISBN: 9781642424102
- SKU: 50435V
- Format: VitalSource eBook/ePub
- Instant Access!
This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation. This Revised 4th Edition updates the 4th Edition to include recent legal developments regarding insider trading and SEC administrative proceedings, as well as some editorial revisions.
This book includes the most recent developments in securities regulation in an accessible format. Authoritative coverage includes the definition of “security,” registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, and provides overviews of the Investment Company Act and the Investment Advisers Act. This 5th edition updates the 4th edition to include recent SEC rulemaking including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.
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