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Securities Regulations: Case & Materials (w/ Connected eBook)

  • Edition : 10th ed., 2021
  • Author(s) : Cox, Hillman, et al.
    • ISBN: 9781543838473
    • SKU: 93007
    • Condition: New
    • Format: Hardcover/Access Code

    $246.40

    List Price: $352.00

    • This item ships within one business day.
    • SKU: 93007E
    • Format: Digital Access Code Only

    $264.00

    List Price: $352.00

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    • ISBN: 9781543838473
    • SKU: 93007C
    • Condition: New
    • Format: Hardcover/Access Code

    $256.96

    List Price: $352.00

    Rental Due: 06/7/2025
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  • What is a Connected Casebook?

    In an effort to offer more affordable, and powerful, law school textbook options to law students, Aspen Publishers/Wolters Kluwer Legal Education is now offering Connected Casebook versions of some of their textbook titles. With Connected Casebook versions, you get all of this:

    • A pristine, unused rental copy of the textbook (which must be returned by the end of your course semester), with no highlighting or writing restrictions,
    • Immediate, lifetime access to the digital copy of that edition of the textbook, and
    • Access to the Interactive Study Center where you can utilize outlining tools, self-assessment tools that will show you your strengths and weaknesses, and online study aids including curated excerpts and practice questions from leading study aids such as Examples & Explanations and Glannon Guides.

    What is the benefit of a Connected Casebook?

    With Connected Casebook titles, you really do get more for less! Connected Casebook items are discounted up to 25% off of the price of their respective non-Connected Casebook versions.

    Want more info on Connected Casebook? Click here!

Purchase or rental of a new Connected eBook includes a new print textbook PLUS a full ebook version of your text; outlining and case briefing tools; and other resources. 

Order now to get INSTANT ACCESS to the ebook and other digital tools — just redeem the access code sent in your order confirmation email!


The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression.

New to the Tenth Edition:

  • Developments involving cryptocurrencies and coin offerings
  • Commentary on market developments such as issues arising with the retailization of trading markets
  • The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs
  • The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated
  • The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market
  • Coverage of several developments affecting the SEC’s enforcement powers
  • The SEC’s new rules for proxy advisory services and shareholder proposals
  • Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest

Professors and students will benefit from:

  • The book’s highly modular organization, enabling different teaching formats and coverage
  • Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them
  • Concise notes that introduce the reader to both theory and real-life practice issues
  • A book that is always up-to-date and on the cutting edge