Federal Securities Laws: Selected Statutes, Rules, and Forms

Edition : 2024-2025
Author(s) : Coffee, Sale, Whitehead

Federal Securities Laws: Selected Statutes, Rules, and Forms
- ISBN: 9798892090834
- SKU: 93557
- Condition: New
- Format: Paperback
$96.04

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Description

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

The 2024–2025 Edition follows the format of earlier editions. It contains many changes from the prior year’s version, including:

New Regulation SE;
New Securities Act Rules 145a and 192;
New disclosure requirements for SPACs;
New Exchange Act Rules 3a5–4, 3a44–2, 10c–1a, 13f–2, 15a–12, and 17ad–25;
Amendments to Exchange Act Rules 3a1–1, 3a51–1, 13h–1, 15c3–3a, 17a–4, 17ad–7, and 17ad–22, as well as certain Exchange Act rules regarding beneficial ownership reporting, and removal of Exchange Act Rule 13a–21;
Amendments to Investment Company Act Rules 31a–1, 31a–2, and 35d–1;
Amendments to Investment Advisers Act Rules 203A–2, 204–2, and 204(b)–1; and
Addition of, and amendments to, various forms.

This edition has a cutoff date of September 6, 2024.

Federal Securities Laws: Selected Statutes, Rules, and Forms

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